Job Listing
Senior Officer- Director, Office of the Investor Advocate
Securities and Exchange Commission · Posted 94 days ago
About the Role
The Director position is in the Office of the Investor Advocate (OIAD) located in Washington, DC and is open to all US citizens, with the exception of current SEC employees and the limitations set forth below. An individual who serves as the Investor Advocate may not be employed by the Commission: During the 2-year period ending on the date of appointment as Investor Advocate; or During the 5-year period beginning on the date on which the person ceases to serve as the Investor Advocate
What You'll Do
- →If selected, you will serve as the Investor Advocate, Office of the Investor Advocate.
- →Typical duties include: Identifying areas in which investors would benefit from regulatory changes and proposing appropriate changes to the SEC and self-regulatory organizations.
- →Identifying investor problems with financial service providers and investment products.
- →Conducting outreach to investors to solicit views on relevant issues.
- →Analyzing the potential impact on investors of proposed SEC regulations or SRO rules, including through conducting investor research.
- →Assisting investors in resolving problems with the SEC or SROs, including through supervision of the SEC's Ombudsman.
- →Proposing to Congress changes that would mitigate problems identified and promoting the interests of investors.
- →Adhering to nondiscriminatory employment practices.
- →Interacting with a variety of organizations and individuals, including Commissioners, SEC staff and management, Congress, and the general public.
Personality Fit
Job ID: db75bdf0-b6ea-4c1b-a57d-6f3a9fd2b5dd
Posted via USAJobs