Job Listing
Exam Manager
Securities and Exchange Commission · Posted 114 days ago
On-site Washington, DC $150K – $289K Apply by Jun 25, 2026 Securities Compliance Examining ENTJESTJINTJISTJ Finance
Apply for this job → About the Role
The Division of Examinations is seeking Supervisory Securities Compliance Examiner (Exam Manager) in the Office of Broker-Dealers (BDX)-East and Office of Broker-Dealers (BDX)-New York. You will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority.
What You'll Do
- →The mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform policy.
- →The results of the Division's examinations are used by the SEC to inform rule-making initiatives, identify and monitor risks, improve industry practices and pursue misconduct.
- →Vacancy is in the following duty locations: DC, Boston, Atlanta, Miami, Philadelphia, New York
Personality Fit
Job ID: 27707203-bb78-4870-9fc1-eae9f4ed9775
Posted via USAJobs