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Dealer Risk Management Analyst
Securities and Exchange Commission · Posted 78 days ago
On-site Washington, DC $112K – $196K Apply by Jul 30, 2026 Financial Analysis ENTJINTJINTPISTJ Finance
Apply for this job → About the Role
Are you passionate about financial markets, data analysis, and protecting investors? The Risk Supervised Broker-Dealer Program (RSBD) in the Division of Trading and Markets (TM) is looking for a motivated and detail-oriented early-career Financial Analyst (Dealer Risk Management Analyst) to join our team. This is your opportunity to build a meaningful career at one of the most respected financial regulatory agencies in the world.
What You'll Do
- →Analyzing Financial & Risk Filings - Reviewing and evaluating monthly, quarterly, and annual regulatory filings containing financial, risk management, and operational data submitted by ANC firms, OTCDDs, and SBSDs.
- →Engaging Senior Risk Managers - Participating in regular meetings with firm senior risk managers to review business unit risk-taking activities, aggregate risk metrics, independent risk control functions, and control processes supporting enterprise-wide risk management.
- →Supporting Agency Decision-Making - Compiling findings, preparing written reports and oral presentations, and contributing analytical support that directly informs SEC leadership recommendations and regulatory actions.
- →Representing the Agency - Interacting with industry representatives and peers at other federal and international agencies to coordinate research, resolve issues, and support the effective operations of your assigned organization.
Personality Fit
Job ID: cbf3bf69-2387-4c22-9a0a-3833b7261ad0
Posted via USAJobs