Job Listing
Senior Officer-Associate Director
Securities and Exchange Commission · Posted 4 days ago
About the Role
The Division of Trading and Markets is seeking a Senior Officer-Associate Director in the Office of Market Supervision (OMS). This position is located in Washington, DC and is open to the public.
What You'll Do
- →The office also oversees rules and policy related to securities trading and the national market system.
- →OMS uses a collaborative, team-based approach where high-performing Assistant Directors and Senior Special Counsels lead teams of attorneys and professionals to do the work of OMS.
- →Working with and supervising the Assistant Directors and Senior Special Counsels, you will have the opportunity to work with staff across OMS, TM, and the Commission on a variety of matters and subjects related to the trading of securities on regulated platforms.
- →This work can include Commission rulemakings, rule and product filings by trading platforms, registration of new platforms, capital market structure issues, and new technologies such as AI and blockchains.
- →You will be at the forefront of the Commission's efforts to establish, maintain, and review standards for fair, orderly, and efficient capital markets.
- →TM is particularly interested in candidates with demonstrated, experience in managing staff and/or teams, developing and advising on regulatory policy, and substantial knowledge of securities, security derivatives, or commodity derivatives markets.
- →Significant experience with and knowledge of the Exchange Act of 1934 is required.
- →Experience with other areas of securities regulation will be considered for exceptional candidates.
- →Duties: Plans, directs and supervises and active program of regulation of the securities industry, both directly and through supervision of national securities exchanges, alternative trading systems, security-based swap execution facilities, and FINRA.
- →Also, organizes the implementation of Commission rulemaking as a means of ensuring the fair, orderly, and efficient operation of U.S. capital markets.
- →Assists the Division Director in developing additional rules, regulations and policies in the area of market supervision, designed to assure appropriate and effective oversight of the U.S. securities markets by the Commission and self-regulatory organizations.
- →Advises on questions of structure and operations of the securities markets, security-derivatives markets, and self-regulatory organizations.
- →Establishes priorities and program goals for the regulation of the trading of securities on the equities and options exchanges and the over-the-counter market, the trading of securities-based swaps and fixed income securities, the dissemination of market data, and the listing of new products and other securities.
- →Assesses the adequacy, efficiency, and effectiveness of regulatory measures in view of changing market conditions.
Requirements
- ✓You MUST provide transcripts or other documentation to support your educational claims.
- ✓Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course.
- ✓If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement.
- ✓Qualifying education must have been obtained from an accredited college or university recognized by the U.S.
- ✓Department of Education.
- ✓Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF).
- ✓If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR.
- ✓If selected, a start date will not be established until official transcripts are received.
- ✓FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs.
- ✓For more information, click here.
- ✓Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice.
- ✓Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics.
Personality Fit
Job ID: 077e1ba8-37a7-4fde-a851-965f72974d0a
Posted via USAJobs