Job Listing
Counsel
Securities and Exchange Commission · Posted 63 days ago
About the Role
The Office of Investor Education and Assistance is seeking an Attorney Adviser (Counsel) for its investor assistance team. The investor assistance team responds to questions and complaints from individual investors related to securities regulation and SEC operations and interacts with regulated entities on behalf of investors.
What You'll Do
- →In this role as a Counsel, you will be responsible for: Evaluating, triaging, and responding to investor complaints and questions; exercising judgment and workload management skills when evaluating and escalating investor complaints.
- →Conducting research, reviewing and analyzing information and documentation related to investor complaints and developing recommendations.
- →Drafting correspondence to investors, regulated SEC entities, and other SEC offices.
- →Working collaboratively to draft guidance on a variety of legal issues, including emerging market events.
- →Coordinating with subject matter experts to ensure that the Office's interpretive positions are appropriate under federal securities laws and consistent with federal legal and regulatory requirements.
Requirements
- ✓You MUST provide transcripts or other documentation to support your educational claims.
- ✓Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course.
- ✓If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement.
- ✓Qualifying education must have been obtained from an accredited college or university recognized by the U.S.
- ✓Department of Education.
- ✓Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF).
- ✓If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR.
- ✓If selected, a start date will not be established until official transcripts are received.
- ✓FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs.
- ✓For more information, click here.
- ✓Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice.
- ✓Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics.
Personality Fit
Job ID: 61db1ebd-a2dc-43b9-adae-6dccf35db293
Posted via USAJobs