Job Listing
Branch Chief - Investor Assistance Branch
Securities and Exchange Commission · Posted 57 days ago
About the Role
The Office of Investor Education and Assistance is seeking a Supervisory Attorney Adviser (Branch Chief). As a Branch Chief, you will supervise the investor assistance attorneys and specialists who respond to questions and complaints from individual investors relating to a variety of investment related matters, including securities regulation, SEC operations and regulated entities.
What You'll Do
- →In this role as a Branch Chief - Investor Assistance Branch, you will be responsible for: Managing, assigning, and coordinating the work of assistance team attorneys and specialists who evaluate, triage, and respond to investor complaints and inquiries.
- →Setting priorities and preparing schedules for, and coordinating, completion of work for your Branch.
- →Reviewing and approving correspondence drafted by members of your Branch addressed to investors, regulated SEC entities, and other SEC offices.
- →Supervising staff responding to OIEA-specific FOIA requests.
- →Working collaboratively with OIEA staff to optimize internal processes and procedures to align OIEA's activities with the SEC's mission.
- →Coordinating with OIEA staff and other SEC Divisions and Offices to identify emerging trends and issues and develop recommendations accordingly.
- →Developing procedures and responses to investors regarding market events, regulated entities, and allegations of securities law violations.
Requirements
- ✓You MUST provide transcripts or other documentation to support your educational claims.
- ✓Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course.
- ✓If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement.
- ✓Qualifying education must have been obtained from an accredited college or university recognized by the U.S.
- ✓Department of Education.
- ✓Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF).
- ✓If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR.
- ✓If selected, a start date will not be established until official transcripts are received.
- ✓FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs.
- ✓For more information, click here.
- ✓Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice.
- ✓Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics.
Personality Fit
Job ID: 9707df94-b294-457a-8b3e-fa5b22804b45
Posted via USAJobs